In an environment of increasing regulatory scrutiny, our AML (Anti-Money Laundering) and CFT (Counter Financing of Terrorism) compliance audits help businesses stay ahead of risk. At ECOVIS JRB, we assess your internal frameworks, reporting procedures, and due diligence practices to ensure alignment with UAE regulatory requirements. Whether you’re a DNFBP, financial entity, or a growing business navigating compliance obligations, we provide clear, actionable insights to strengthen your controls and protect your reputation.
Services Offered
- AML/CFT internal audits and file reviews
- Compliance gap analysis and remediation plan
- Review of CDD/KYC files, STR procedures, and risk classification
- Preparation for regulatory inspections (MOE, FIU, Free Zone audits)
- Final audit reports and board-level compliance summaries
Key Considerations
- All DNFBPs must undergo AML audits or file readiness checks annually.
- Many Free Zones (like DMCC, DIFC) now request third-party compliance reports.
- Strong audit readiness protects licenses, investor trust, and banking relationships.
- Internal reviews improve awareness and fix non-conformities early.